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965 Union Road, West Seneca, NY 14224 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-08 |
| FL | RA | APPROVED | 2018-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | West Seneca | NY | 09/2003 | 07/2025 |
| Sgroi Financial, Llc | West Seneca | NY | 07/2004 | 10/2024 |
| Sgroi Wealth Advisory Group, Llc | West Seneca | NY | 11/2017 | Present |
| Lpl Financial Llc | West Seneca | NY | 07/2025 | Present |
1) 06/16/2025-Ash Brokerage-Insurance Agent-Non-Variable Insurance-Inv related-At West Seneca, NY-Start date 01/01/2020-5hrs/mth-5hrs/mth during trading 2) 06/16/2025-Sgroi Wealth Advisory Group-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 10/22/2017-120hrs/mth-120hrs/mth during trading 3. 10/13/2025 - Sgroi Wealth Advisory Group - Registered Investment Advisor Hybrid - Inv related-At reported business location(s)-Start date 10/22/2017-120hrs/mth-120hrs/mth during trading 4. 11/11/2025-Sgroi Wealth Advisory Group- Registered Investment Advisor Hybrid- INV Related- At Reported Business Location(s)- Start date 10/22/2017- 120 Hours Per Month- 120 Hours During Trading 5. 03/27/2026-Sgroi Lawley-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/01/2026-120hrs/mth-120hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-11 |
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