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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
2301 Rosecrans Ave Ste #5100, El Segundo, CA 90245 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Dallas | TX | 08/2005 | 10/2019 |
| 1St Global Advisors, Inc. | Dallas | TX | 12/2010 | 10/2019 |
| Avantax Insurance Services, Inc. | Dallas | TX | 08/2005 | 05/2021 |
| Avantax Investment Services, Inc. | Dallas | TX | 10/2019 | 05/2021 |
| Avantax Advisory Services | Dallas | TX | 10/2019 | 05/2021 |
| Avantax Planning Partners | Dallas | TX | 03/2021 | 05/2021 |
| Purshe Kaplin Sterling Investments | Albany | NY | 05/2021 | 06/2021 |
| Avantax Advisory Services | Dallas | TX | 07/2021 | 09/2025 |
| Avantax Investment Services Inc | Dallas | TX | 07/2021 | 09/2025 |
| Avantax Insurance Services, Inc. | Dallas | TX | 07/2021 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2025 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 04/2025 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/2025 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 04/2025 | Present |
| Avantax Insurance Agency And/Or Avantax Insurance Services. | Dallas | TX | 07/2021 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-16 |
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