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Matthew Shaw Waltmon

Charles Schwab & Co., Inc.

Frisco, TX

Plano, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-25
  • TX RA
    APPROVED
    Since 2022-01-25

Branch Locations

6765 Winning Drive Suite 825, Frisco, TX 75034 • United States

3310 Dallas Parkway Suite 111, Plano, TX 75093-7709 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Frisco TX 01/2012 06/2024
Charles Schwab & Co., Inc. Frisco TX 12/2022 Present
Charles Schwab Bank, Ssb Frisco TX 11/2023 Present
  • 01/2012 → 06/2024
    Td Ameritrade, Inc.
    Frisco, TX
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Frisco, TX
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Frisco, TX
Previous Registrations
  • 2012-01-20 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Frisco, TX
    Frisco, TX
  • 2012-01-20 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Frisco, TX
    The Woodlands, TX
  • 2010-10-26 → 2012-01-13
    Strategic Advisers Llc
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-25
S63 Uniform Securities Agent State Law Examination 2001-07-10
  • S66 Uniform Combined State Law Examination
    2010-10-25
  • S63 Uniform Securities Agent State Law Examination
    2001-07-10
Designations

View on SEC IAPD

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BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
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