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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-17 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2012-03-19 |
Branch Locations
1285 Ave Of The Americas 19Th Floor, New York, NY 10019 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Ag | New York | NY | 05/2011 | Present |
| Ubs Fs | New York | NY | 05/2011 | Present |
1) Alderton House Inc / Member of Board of Directors / Address: 117East 70th St. NY, NY 10021 USA 2) Name of Business: IESE FOUNDATION INC./ Address: 165 West 57th Street New York New York USA 10019./ Investment Related: No./ Nature: The Foundation was established with the aim of promoting the training of top-level teachers and researchers in schools and university faculties, and in particular at the IESE Business School./ Role: Member of Board of directors./ Duty: The Board of Trustees closely monitors all projects which should be aligned with the Foundation's values./ Start Date: 7/31/2023./ Time Required: N/A.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-10 |
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