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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-27 |
Branch Locations
5219 City Bank Parkway Suite 120, Lubbock, TX 79407 • United States
600 College Avenue, Levelland, TX 79336 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities | Lubbock | TX | 05/2007 | 09/2017 |
| Impacto Investments, Llc | Lubbock | TX | 09/2017 | 09/2021 |
| Raymond James Financial Services, Inc. | Lubbock | TX | 09/2021 | Present |
| City Bank | Lubbock | TX | 01/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Lubbock | TX | 10/2021 | Present |
| G&G Tong Rental | Lubbock | TX | 03/2017 | Present |
| Gr8 Investments Llc | Lubbock | TX | 12/2020 | Present |
| Impacto Duro, Llc | Lubbock | TX | 01/2019 | Present |
(1)Name of Business: City Bank Address: 5219 City Bank Parkway, Lubbock, TX, 79407, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - Vice President Investment Related: Yes Start Date: 01/03/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The Bank owns this investment book of business. I am employeed by them to receive my pay/commissions from RJF. (2)Name of Business: City Bank Wealth Management Address: 5219 City Bank Pkwy Ste 120, Lubbock, TX, 79407-3551, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: City Bank owns this book of Business using the Raymond James FID relationship. I am the financial advisor that manages this book of business for City Bank ( the owner) (3)Name of Business: GR8 Investments, LLC Address: 6020 89th Street, Lubbock, TX, 79424, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 12/31/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This an LLC that periodically owns rental real estate, and owns a holding in a Saltwater Disposal LLC. We are passive owners of the disposal LLC. We do have to manage the Rental Real estate when we have some. We do not have any Real Estate at this time. (4)Name of Business: Impacto Enterprises, LLC Address: 6020 89th Street, Lubbock, TX, 79424, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I own rental real estate. This is the entity that holds that. We collect rent and maintain properties. We also invest in Real Estate LLPs. We do not raise money for any entity. We do not refer others to any investment in LLPs. When we invest in Real Estate ventures we are only passive investors.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-02 |
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