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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-27
  • TX RA
    APPROVED
    Since 2021-10-27

Branch Locations

5219 City Bank Parkway Suite 120, Lubbock, TX 79407 • United States

600 College Avenue, Levelland, TX 79336 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Lubbock TX 05/2007 09/2017
Impacto Investments, Llc Lubbock TX 09/2017 09/2021
Raymond James Financial Services, Inc. Lubbock TX 09/2021 Present
City Bank Lubbock TX 01/2022 Present
Raymond James Financial Services Advisors, Inc. Lubbock TX 10/2021 Present
G&G Tong Rental Lubbock TX 03/2017 Present
Gr8 Investments Llc Lubbock TX 12/2020 Present
Impacto Duro, Llc Lubbock TX 01/2019 Present
  • 05/2007 → 09/2017
    Hilltop Securities
    Lubbock, TX
  • 09/2017 → 09/2021
    Impacto Investments, Llc
    Lubbock, TX
  • 09/2021 → Present
    Raymond James Financial Services, Inc.
    Lubbock, TX
  • 01/2022 → Present
    City Bank
    Lubbock, TX
  • 10/2021 → Present
    Lubbock, TX
  • 03/2017 → Present
    G&G Tong Rental
    Lubbock, TX
  • 12/2020 → Present
    Gr8 Investments Llc
    Lubbock, TX
  • 01/2019 → Present
    Impacto Duro, Llc
    Lubbock, TX
Previous Registrations
  • 2006-05-30 → 2006-09-27
    Wells Fargo Investments, Llc
    Lubbock, TX
  • 2001-05-03 → 2006-05-08
    Waddell & Reed
    Lubbock, TX
    Lubbock, TX
Other Businesses

(1)Name of Business: City Bank Address: 5219 City Bank Parkway, Lubbock, TX, 79407, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - Vice President Investment Related: Yes Start Date: 01/03/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The Bank owns this investment book of business. I am employeed by them to receive my pay/commissions from RJF. (2)Name of Business: City Bank Wealth Management Address: 5219 City Bank Pkwy Ste 120, Lubbock, TX, 79407-3551, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: City Bank owns this book of Business using the Raymond James FID relationship. I am the financial advisor that manages this book of business for City Bank ( the owner) (3)Name of Business: GR8 Investments, LLC Address: 6020 89th Street, Lubbock, TX, 79424, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 12/31/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This an LLC that periodically owns rental real estate, and owns a holding in a Saltwater Disposal LLC. We are passive owners of the disposal LLC. We do have to manage the Rental Real estate when we have some. We do not have any Real Estate at this time. (4)Name of Business: Impacto Enterprises, LLC Address: 6020 89th Street, Lubbock, TX, 79424, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I own rental real estate. This is the entity that holds that. We collect rent and maintain properties. We also invest in Real Estate LLPs. We do not raise money for any entity. We do not refer others to any investment in LLPs. When we invest in Real Estate ventures we are only passive investors.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-02
  • S66 Uniform Combined State Law Examination
    2001-05-02
Designations

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