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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-05
  • TX RA
    APPROVED
    Since 2015-11-05

Branch Locations

2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Houston TX 11/2015 Present
City National Bank Houston TX 12/2021 Present
Previous Registrations
  • 2012-12-14 → 2015-11-05
    B. Riley Wealth Management
    Houston, TX
  • 2007-10-09 → 2012-12-14
    Houston, TX
    Houston, TX
Other Businesses

(1) NAME OF ENTITY: bouldin ave church of christ ADDRESS: 7 RIVERWAY UNIT 1910 HOUSTON TX 77056 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Religious Institution START DATE: Jun 01, 2026 CAPACITY: Board of Directors DUTIES: on the board of a small church. help out in making decisions of various activities. I receive no compensation. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-04
S63 Uniform Securities Agent State Law Examination 2001-04-13
  • S66 Uniform Combined State Law Examination
    2007-10-04
  • S63 Uniform Securities Agent State Law Examination
    2001-04-13

View on SEC IAPD

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