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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-30
TX RA APPROVED 2024-08-30
  • NY RA
    APPROVED
    Since 2024-08-30
  • TX RA
    APPROVED
    Since 2024-08-30

Branch Locations

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. New York NY 04/2016 08/2024
Ubs Financial Services Inc New York NY 08/2024 Present
Previous Registrations
Other Businesses

1.Real Estate Rental; Investment related - Yes; Miami, Florida; Rental; Sole Proprietor / Owner / Partner; 05/2018; During business hours: 0; After business hours: 0 2.Rental property; Investment related - Yes; Southampton, NY; Rental; Sole Proprietor / Owner / Partner; 07/2018; During business hours: 0; After business hours: 0 *415380 - Trust; Investment related Yes; New York, NY; October 2020 ; During business hours: 1; After business hours: 0 *555546 - Rental Property; Investment related: Yes; Miami, Florida; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2023; During business hours: 0; After business hours: 0; renting our own apartment Investment- Rental Property, MIAMI # 4405FLORIDA United States-33139, RENTAL PROPERTY HELD IN JOINT NAMES IN MIAMI, Real Estate, Proprietor / ownerOWNER AND DERIVE RENTAL INCOME, start date-7/1/2021 Investment- Real Estate, APT 3101MIAMI FLORIDA United States-33139, ONERSHIP OF PROPERTY IN JOINT NAMES OF ME & MY Partner, Real Estate, RENTAL PROPERTY IN MIAMI, Proprietor / owner, OWNER OF PROPERTY, start date-6/22/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-20
  • S66 Uniform Combined State Law Examination
    2001-11-20
Other Names
  • Seema Khanna

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