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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-07 |
| RI | RA | APPROVED | 2017-03-25 |
Branch Locations
200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Providence | RI | 04/2001 | 03/2017 |
| Massmutual Life Insurance Co | Warwick | RI | 07/2016 | Present |
| Mml Investors Services, Llc | Warwick | RI | 03/2017 | Present |
(1)Name: Nicholas A. DiLello, Sr. Revocable Trust Inv rel: Y Add: 39 Berkshire Blvd Albany NY 12203 Nature: Trustee Position: Trustee Start date: 02/2015 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Trustee for family trust.. (2)Name: Coastal1 Credit Union Inv rel: Y Add: 1200 Central Ave Pawtucket RI 02861 Nature: Other Position: Supervisory committee member Start date: No. HR/MO: 3.5 No. HR/MO during sec trading: 0 Describe duties: monitoring the integrity of the CU financials.. (3)Name: Nicholas A DiLello Jr. Inv rel: Y Add: 200 Crossings Blvd Suite 200 Warwick RI 02886 Nature: Outside Insurance Business Position: Agent Start date: 03/06/2017 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Individual Life, Health, Property & Casualty, Fixed Annuities , LTC and DI.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-19 |
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