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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-30 |
| FL | RA | APPROVED | 2023-08-23 |
| TX | RA | APPROVED_RES | 2023-08-07 |
Branch Locations
530 5Th Ave 10Th Floor, New York, NY 10036 • United States
Hallandale Beach, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 12/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 08/2023 |
| Ameriprise Financial Services, Llc | New York | NY | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-26 |
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