Brian David Emery

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Mitchel Field, NY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Garden City, NY

Other Businesses

Real Estate Ownership; Single Family; 145 Hewlett Ave, , Point Lookout, NY, 11569; Not Investment-Related; 10/15/2020. Business Ownership; 113 Inwood LLC; Member of two person LLC designed to own/manage investment property; Rental real estate ownership/management; Inwood Ave, , Point Lookout, NY, 11569; Investment-Related; 11/18/2019; 0 hours per month; 0 during trading hours. Board of Directors; Point Lookout Civic Association; Board Member/CEO - Park Project Coordinator/Check signer; PO Box 391, , Point Lookout, NY, 11569; Not Investment-Related; 09/28/2015; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2001-04-05

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Brian Emery