Alfred Llewellyn Hobgood

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Raleigh, NC
• 11/2016 → 11/2017
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
• 11/2017 → Present
  Rbc Capital Markets, Llc
  Raleigh, NC

Previous Registrations

• 2009-01-30 → 2017-11-03
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
• 2002-02-06 → 2009-02-12
  Scott & Stringfellow, Llc
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC

Other Businesses

(1) INTERACT OF WAKE COUNTY; ADDRESS: 1012 OBERLIN RD. RALIEGH, NC 27605; BUSINESS DESCRIPTION: DOMESTIC VIOLENCE AWARENESS GROUP; NOT INVESTMENT RELATED; START DATE: 01/01/2010; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1. (2) CNG PARTNERS, LLC.; ADDRESS PER MONTH: 1852 BANKING STREET, GREENSBORO #9303; GREENSBORO, NC 27408; BUSINESS DESCRIPTION: AGRIA BASED CONVERSION OF ANIMAL WASTE TO NATURAL GAS; CAPACITY: OWNER-PASSIVE; START DATE: 9/21/2017; DUTIES: INTRODUCTION TO HOGFARMERS; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. 3) NAME OF ENTITY: H&H Brothers LLC ADDRESS: PO Box 2903 Atlantic Beach, NC 28512 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC for my brother and I for investments CAPACITY: Owner - Passive START DATE: 01/01/23 DUTIES: Investment Selections HOURS DEVOTED PER MONTH: .25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.25

Exams

• S66 Uniform Combined State Law Examination
  2001-08-20

Other Names

• Alfred Llewellyn Hobgood
• A. Hobgood
• A. L, Hobgood