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Kathleen Annette Koch

T. Rowe Price Advisory Services, Inc.

Colorado Springs, CO

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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-02-22
  • CO RA
    APPROVED
    Since 2022-02-22

Branch Locations

Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T Rowe Price Colorado Springs CO 10/2021 07/2026
Cottonwood Cleaning Colorado Springs CO 01/2016 12/2019
Koch Trading Llc Colorado Springs CO 01/2021 09/2021
Homemaker Colorado Springs CO 12/2019 01/2021
T Rowe Price Colorado Springs CO 07/2026 Present
  • 10/2021 → 07/2026
    T Rowe Price
    Colorado Springs, CO
  • 01/2016 → 12/2019
    Cottonwood Cleaning
    Colorado Springs, CO
  • 01/2021 → 09/2021
    Koch Trading Llc
    Colorado Springs, CO
  • 12/2019 → 01/2021
    Homemaker
    Colorado Springs, CO
  • 07/2026 → Present
    T Rowe Price
    Colorado Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-18
S63 Uniform Securities Agent State Law Examination 2001-12-28
  • S66 Uniform Combined State Law Examination
    2022-02-18
  • S63 Uniform Securities Agent State Law Examination
    2001-12-28
Other Names
  • Katy Annette Tell
  • Kathleen Annette Tell
  • Kathleen Annette Koch
  • Katy Annette Koch
  • Kathleen Koch

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
OSAIC WEALTH, INC.

Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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