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Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-08-08
TX RA APPROVED 2022-08-08
  • LA RA
    APPROVED
    Since 2022-08-08
  • TX RA
    APPROVED
    Since 2022-08-08

Branch Locations

101 Rue Fontaine Bldg 3 Suite A, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Memphis TN 10/2014 Present
B. Riley Wealth Advisors, Inc. Memphis TN 07/2022 Present
Previous Registrations
Other Businesses

1. WJ GAYLE & SONS INC, NOT INVESTMENT RELATED, 8234 HIGHWAY 397 LAKE CHARLES LA 70607, FAMILY LAND HOLDING COMPANY, MEMBER-BOARD OF DIRECTORS, STARTED 2005, LESS THAN 1 HOUR PER MONTH DEVOTED, ZERO HOURS DURING TRADING, MEET ANNUALLY TO VOTE ON MATTERS PERTAINING TO MANAGEMENT OF REAL ESTATE OWNED MY CORPORATION. 2. Meridian Financial Partners; Investment related; 101 Rue Fontaine Bldg 3, Ste A Lafayette, La. 70508; marketing name for financial securities business conducted through B. Riley Wealth Management; start date 2023. 40 hours / week devoted during securities trading hours. 3. Gayle Wealth Management, LLC; Investment related; 113 Lakeshore Dr. Youngsville, La. 70592; LLC created for Wealth Management; Manager; Start date 11/15/2022; 1 hr/ month devoted during securities trading hrs. 4. Twin Oaks Enterprises LLC; Non investment related; 113 Lakeshore Dr. Youngsville, LA. 70592; Once used as hunting camp operations; Manager; Start date 3/9/2006; 1 hr/month devoted during security trading hrs. 5. B. Riley Wealth Insurance; Investment-Related; Same Address as BRWM; Fixed Insurance Sales; Licensed Insurance Agent; Start Date 09/2025; As Many Hours As Needed Per Month 6. Leonard H Gayle Family, LLC; Investment-Related; 113 Lakeshore Dr. Youngsville, La. 70592; LLC exists for the purpure of holding real estate and estate planning; Managing Member; Start date 05/21/2025; 1 hr/ year devoted to business, zero during securities trading hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-13
  • S66 Uniform Combined State Law Examination
    2001-07-13

View on SEC IAPD

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