Steven Anthony Conard

Current Employers

Employment History

• 07/2004 → Present
  Lpl Financial, Llc
  West Des Moines, IA
• 08/2012 → Present
  Compass Financial Services
  West Des Moines, IA

Other Businesses

1. 9/8/2008 - COMPASS FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 10% - INVESTMENT ADVISOR REPRESENTATIVE FOR COMPASS FINANCIAL SERVICES, AN LPL-APPROVED STATE-REGISTERED (IOWA) INVESTMENT ADVISOR, UNDER KURTIS PEARSON (LPL REP ID K8VA). 2. 8/9/2012 - COMPASS FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - Time Spent 5% - NON-EMPLOYEE IAR; CHARGE HOURLY FEES FOR FINANCIAL PLANNING SERVICES DELIVERED UNDER THIS DBA NAME. 3. 6/17/2014 - Brokers Clearinghouse - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 06/30/2014 - 1 Hour Per Month During Securities Trading - GENERAL AGENT FOR LIFE AND HEALTH INSURANCE PRODUCTS. 4. 2/9/2016 - NO BUSINESS NAME - Investment Related - Missoula, MT - Real Estate Rental - STARTED 02/01/2016 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 7/26/2017 - Compass Financial Services, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/05/2004 - 200 Hours Per Month During Securities Trading. 6. 8/8/2017 - Compass Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 07/05/2004 - 10 Hours Per Month During Securities Trading - I provide financial planning and consulting services through Compass Financial Services, an independent investment advisor firm. I started this business activity in 7/2017. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 7. 10/25/2018 - No Business Name - Not Investment Related - No Address - Other - Referee - Start Date:08/23/2018 - 30 Hours Per Month/0 Hours During Trading. 8. 2/5/2020 - Compass Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/05/2004 - 160 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Compass Financial Services, an independent investment advisor firm. I started this business activity in 07/2004. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 03/01/2022 - No Business Name - Investment Related - Des Moines, Iowa - Real Estate Rental - Start Date - 02/01/2022 - 2 Hours Per Month/0 Hours During Securities Trading. 10. 08/04/2022 - No Business Name - Investment Related - Missoula, MT 59801 - Real Estate Rental - Start Date - 08/01/2022 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2004-10-01
• S63 Uniform Securities Agent State Law Examination
  2001-05-17

Designations