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Deborah Marie Rowell

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

Provo, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2011-01-03
  • UT RA
    APPROVED
    Since 2011-01-03

Branch Locations

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

86 N University Ave 1St & 2Nd Fls, Provo, UT 84601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Highland UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Highland UT 11/2016 Present
Previous Registrations
  • 2010-01-25 → 2011-01-03
    Wells Fargo Investments, Llc
    Highland, UT
  • 2009-01-28 → 2010-01-13
    D. Craig Mckenna Advisors, Inc.
    American Fork, UT
  • 2005-05-06 → 2005-06-27
    Zions Direct, Inc.
    Spanish Fork, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-25
  • S66 Uniform Combined State Law Examination
    2002-11-25
Other Names
  • Deborah Marie Hume
  • Deborah Marie Roylance

View on SEC IAPD

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UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
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