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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-06-25
IL RA APPROVED 2024-06-25
MO RA APPROVED 2023-10-31
  • IA RA
    APPROVED
    Since 2026-06-25
  • IL RA
    APPROVED
    Since 2024-06-25
  • MO RA
    APPROVED
    Since 2023-10-31

Branch Locations

800 S Jordan Creek Pkwy, West Des Moines, IA 50266 • United States

One N Jefferson Ave, St. Louis, MO 63103 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-06-25
IL RA APPROVED 2024-06-25
MO RA APPROVED 2009-12-11
  • IA RA
    APPROVED
    Since 2026-06-25
  • IL RA
    APPROVED
    Since 2024-06-25
  • MO RA
    APPROVED
    Since 2009-12-11

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

800 S Jordan Creek Pkwy, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Saint Louis MO 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-07
S63 Uniform Securities Agent State Law Examination 2001-04-26
  • S66 Uniform Combined State Law Examination
    2009-07-07
  • S63 Uniform Securities Agent State Law Examination
    2001-04-26
Other Names
  • Natalie D Holshouser
  • Natalie D Kneller

View on SEC IAPD

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