Best Investors
Account
Sign in
Best Investors
Account
Sign in
177 E. Colorado Blvd Ste 550, Pasadena, CA 91105-1965 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-17 |
| CO | RA | APPROVED | 2024-01-02 |
| OR | RA | APPROVED | 2024-01-02 |
| NV | RA | APPROVED | 2022-12-21 |
| CA | RA | APPROVED | 2017-04-10 |
Branch Locations
177 E. Colorado Blvd Ste 550, Pasadena, CA 91105-1965 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Round Hill Asset Management | Pasadena | CA | 07/2001 | 01/2017 |
| Clifford Swan Investment Counsellors | Pasadena | CA | 01/2017 | Present |
Stepping Stones to Learning, LLC, is non-investment related and located at 2233 Huntington Drive #1 San Marino, CA. It offers tutoring services. I am the co-owner and started on 7/2010. I work 5 hours a month during non-security trading hours and am the Director of Finance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-27 |
Reach out to this advisor