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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-02-01 |
| LA | RA | APPROVED | 2016-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Shreveport | LA | 09/2002 | Present |
| Cetera Investment Advisers Llc | Shreveport | LA | 01/2016 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 01/2016 | Present |
1.)NEW: JT, 100% OWNERSHIP WITH SPOUSE OF JELKS COFFEE ROASTERS, COFFEE DELIVERY AND ROASTING, NO COMPENSATION - 0 HRS INVOLVEMENT. NO SECURITIES CLIENTS/ACTIVITES. OWNER - NO DUTIES OR RESPONSIBILITIES., 2.) 26% OWNERSHIP IN CS SUPPLY OF LOUISIANNA. PART OWNER NO HOURS- NO COMPENSATION - FOOD AND PAPER SUPPLY. NO SECURITIES CLIENTS/ACTIVITIES. 3.) TRAVEL/LIFESTYLE BLOG 2-3 HRS WK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-03 |
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