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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| UT | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Draper | UT | 11/2003 | 11/2017 |
| E*Trade Securities Llc | Sandy | UT | 11/2017 | 02/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 11/2017 | 02/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 02/2020 | Present |
| E*Trade Securities Llc | Sandy | UT | 02/2020 | Present |
| Morgan Stanley | Sandy | UT | 03/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
1. Rental 2. Investment Related: No 3. (Personal Address) 4. Basement Apartment Rental 5. Owner 6. 07/01/2020 7. Hours devoted to business: 0 8. Hours devoted during Securities business: 0 9. General maintenance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-09 |
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