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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-27 |
| NC | RA | APPROVED | 2009-03-31 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Raleigh | NC | 04/2004 | Present |
| Wells Fargo Advisors Llc | Durham | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Durham | NC | 11/2016 | Present |
GWO PROPERTIES, LLC; INV RELATED; RALEIGH, NC; LLC FOR COMMERCIAL REAL ESTATE; 100% OWNERSHIP; START 4/15/2011; 3 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS. OWEN HOLDINGS INC., INV RELATED, RALEIGH, NC, 100% OWNERSHIP, START 12/1/2021, 1 HOURS PER MONTH, ZERO HOURS DURING TRADING, PROPERTY MANAGEMENT. RENTAL PROPERTY, INV RELATED, WHITE LAKE, NC, 100% OWNERSHIP, START 5/1/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, SEASONAL RENTAL. RENTAL PROPERTY, INV RELATED, RALEIGH, NC, 100% OWNERSHIP, START 12/1/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, COMMERCIAL RENTAL.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-22 |
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