Christopher J Braccia

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  New York, NY
  New York, NY
• 2008-12-09 → 2012-07-02
  First Allied Securities, Inc.
  New York, NY
  San Diego, CA
  San Diego, CA
• 2008-09-29 → 2008-12-09
  First Montauk Securities Corp.
  New York, NY
  New York, NY

Other Businesses

1.)MANHATTAN RIDGE ADVISORS LTD; EMPLOYEE; DBA/Insurance; START DATE:11/1/2005. 2.)ASH BROKERAGE; AGENT; INSURANCE; START DATE:10/2006. 3.) EATCLEANSTAYFIT.COM. HEALTH/FITNESS BLOG. VOLUNTEER. STARTED 3/24/2011. SPEND 4 HOURS PER MONTH ON THIS ACTIVITY. 4.) QUANTUM BENEFITS; OTHER; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 05/25/2012; 8 HRS. PER MONTH. 5.) KATZ, NASSAU AGENCY; INDEPENDENT CONTRACTOR; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 06/25/2012; 4 HRS. PER MONTH. 6.) M FINANCIAL/ZENITH MARKETING;INDEPENDANT CONTRACTOR; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 08/10/2012; 12 HRS. PER MONTH. 7.) TRUST INTERMEDIARY; INTERMEDIARY OF THE TRUST; FIDUCIARY POSITION (TRUSTEE, POA, EXECUTOR, ETC.) START DATE 08/01/2022; 4 HOURS PER MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-10-28
• S63 Uniform Securities Agent State Law Examination
  2000-01-12

Other Names

• Chris Braccia
• Chris J Braccia