Alan Thomas Barlow

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Plymouth Meeting, PA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Plymouth Meeting, PA

Other Businesses

Business Ownership; BarKoBar LLC; Co-owner; This LLC holds a Condo in Philadelphia for the personal use of my wife, our daughter and myself.; 122 Bryce Lane, , Jupiter, FL, 33458; Not Investment-Related; 06/07/2022; 0 hours per month; 0 during trading hours. Board of Directors; Mystic Cove of Jupiter Homeowners Association; Treasurer; 641 University Blvd, Suite 205, Jupiter, FL, 33458; Not Investment-Related; 01/29/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Certainty of Uncertainty LLC; Contractor of the Legal Entity; compensation received from an advisor owned entity established to manage financial advisory practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours. Other Business Activities; The Residences of the Ritz Carlton, Philadelphia, PA.; I have been asked to join the Finance Committee for The Residences at the Ritz Carlton, where my wife and I own a condo through BarKoBar, LLC (our OBA approved LLC). In this role, I will be tasked with an annual review of the building's financials and, with other members of the committee, making recommendations directly to The Board of Directors.; 1414 S. Penn Square, , Philadelphia, PA, 19102; Not Investment-Related; 07/22/2024; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2003-11-17
• S63 Uniform Securities Agent State Law Examination
  2001-05-08