Jonathan Keith Haugen

Current Employers

Employment History

• 10/2015 → Present
  Lpl Financial, Llc
  Bismarck, ND
• 10/2015 → 04/2018
  Level Four Advisory Services
  Bismarck, ND
• 04/2018 → Present
  Independent Advisor Alliance, Llc
  Bismarck, ND

Previous Registrations

• 2025-05-12 → 2025-10-28
  Lpl Financial Llc
  Bismarck, ND
  Bismarck, ND
  Dallas, TX
  Hazen, ND
  Hazen, ND
• 2015-11-02 → 2018-04-05
  Level Four Advisory Services
  Bismarck, ND
  Dallas, TX
• 2007-02-08 → 2015-10-22
  Thrivent Investment Management Inc.
  Hazen, ND
  Fargo, ND
  Bismarck, ND
  Bismark, ND
• 2006-03-01 → 2007-02-05
  Wells Fargo Clearing Services, Llc
  Morganton, NC
  Morganton, NC

Other Businesses

1. 10/22/2015 - North Point Financial Planners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 80%. 2. 4/11/2019 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/25/2018 - 175 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 4/11/2019. I expect to spend approximately 175 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 9/29/2021 - Griswold Holdings - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/06/2021 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-06-17
• S63 Uniform Securities Agent State Law Examination
  2001-03-13

Other Names

• Jon Keith Haugen