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50 Locust Avenue, New Canaan, CT 06840 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2014-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Htg Investment Advisors Inc | New Canaan | CT | 05/2014 | Present |
NYU STERN SCHOOL OF BUSINESS, NEW YORK, NY NOT INVESTMENT BUSINESS RELATED; AFFILATION BEGAN AUGUST 2013 TITLE: ADJUNCT PROFESSOR DUTIES: CO-TEACH THE MBA HALF CREDIT ELECTIVE COURSE CALLED "PRIVATE BANKING AND WEALTH MANAGEMENT". NO TIME DEVOTED DURING SECURITIES TRADING HOURS AND 15 HOURS A MONTH OUSIDE OF SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-29 |
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