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Monica Villa

Rbc Capital Markets, LLC

Albuquerque, NM

Albuquerque, NM

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2025-03-12
TX RA APPROVED 2023-01-12
NM RA APPROVED 2021-08-09
  • VI RA
    APPROVED
    Since 2025-03-12
  • TX RA
    APPROVED
    Since 2023-01-12
  • NM RA
    APPROVED
    Since 2021-08-09

Branch Locations

6301 Uptown Blvd Ne Suite 100, Albuquerque, NM 87110-4132 • United States

Albuquerque, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Albuquerque NM 03/2018 Present
Unemployed Albuquerque NM 07/2016 03/2018
Previous Registrations
  • 2013-09-10 → 2014-04-21
    Nm Wealth Management, Llc
    Albuquerque, NM
  • 2006-03-29 → 2007-11-16
    Raymond James Financial Services, Inc.
    Albuquerque, NM
  • 2004-05-05 → 2006-03-16
    Banc Of America Investment Services, Inc.
    Albuquerque, NM
  • 2003-09-04 → 2004-04-20
    Morgan Stanley Dw Inc.
    Albuquerque, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-07
  • S66 Uniform Combined State Law Examination
    2021-08-07
Other Names
  • Monica Villa
  • Monica Villa
  • Monica Pineda

View on SEC IAPD

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Other Offices

AAN WEALTH ADVISORS LLC · Albuquerque, NM
DXD CAPITAL · ALBUQUERQUE, NM
ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

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