David C Livingston

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 03/2020
  Ameriprise Financial Services, Inc.
  Honolulu, HI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Honolulu, HI

Previous Registrations

• 2008-01-30 → 2011-06-07
  Edward Jones
  Honolulu, HI

Other Businesses

Business Ownership; Trimark of Hawaii, Inc; ; Direct mail, advertising, event planning, photography; 303 Kipkai PlaceHonolulu, HI 96825, ,; ; 08/01/1993; 10 to 19 hours per month; . Board of Directors; Junior Achievement; Past Board Member; 1888 Kalakaua Avenue Ste. C-312Honolulu, HI 96815, ,; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 0 during trading hours / Coalition for a Drug Free Hawaii; Fundraising Chair; 303 Kipukai PlaceHonolulu, HI 96825, ,; ; 01/01/1996; 1 to 9 hours per month; / Sales & Marketing Executives International; Past President; 303 Kipukai PlaceHonolulu, HI 96825, ,; Not Investment-Related; 01/01/1994; 1 to 9 hours per month; 1 to 9 during trading hours / YMCA of Honolulu; Branch Board Member - Major Gifts Chair; 215 Atkinson DriveHonolulu, HI 96814, ,; ; 01/01/2005; 1 to 9 hours per month; / Hawaii Chamber of Commerce; Ambassador Club; 1132 Bishop St # 402Honolulu HI 96813, ,; ; 01/01/2007; 1 to 9 hours per month; / Rotary Club of Waikiki; Chair of Fundraising Event; 303 Kipukai PlaceHonolulu HI 96825, ,; ; 01/01/1996; 1 to 9 hours per month; / FPA; Board Secretary; 516 Kawaihae St #EHonolulu, HI 96825, ,; Not Investment-Related; 02/08/2017; 1 to 9 hours per month; 1 to 9 during trading hours / United States Navy League Honolulu Council; Past President; 303 Kipukai PlaceHonolulu, HI 96825, ,; ; 01/01/2004; 1 to 9 hours per month; 0 during trading hours / Aloha State Games; Past Event Chair; 303 Kipukai PlaceHonolulu, HI 96825, ,; Not Investment-Related; 01/01/2011; 1 to 9 hours per month; 0 during trading hours / Mercury Business Association; Board member and past president; PO Box 796Honolulu, HI 96808, ,; ; 01/01/1996; 1 to 9 hours per month; / Winners Camp; Board member; P.O. Box 241018Honolulu, HI 96824, ,; ; 07/27/2014; 1 to 9 hours per month; 1 to 9 during trading hours / March of Dimes; Board Member; 1580 Makaloa St. ste 1200, , Honolulu, HI, 96814; Not Investment-Related; 09/01/2022; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-25
• S63 Uniform Securities Agent State Law Examination
  2001-06-22