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Jeff Wayne Graf

Cerity Partners LLC

New York, NY

Louisville, KY

Cerity Partners Retirement Plan Consultants

Louisville, KY

New York, NY

CRD 4362079

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Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-05-01
  • KY RA
    APPROVED
    Since 2023-05-01

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

2201 High Wickham Place, Louisville, KY 40245 • United States

Cerity Partners Retirement Plan Consultants

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-04-28
  • KY RA
    APPROVED
    Since 2023-04-28

Branch Locations

2201 High Wickham Place, Louisville, KY 40245 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adp Broker-Dealer, Inc. Louisville KY 09/2001 09/2017
Adp Inc. Louisville KY 09/2001 09/2017
Argi Investment Services Louisville KY 09/2017 04/2023
Cerity Partners Louisville KY 04/2023 Present
  • 09/2001 → 09/2017
    Adp Broker-Dealer, Inc.
    Louisville, KY
  • 09/2001 → 09/2017
    Adp Inc.
    Louisville, KY
  • 09/2017 → 04/2023
    Argi Investment Services
    Louisville, KY
  • 04/2023 → Present
    Cerity Partners
    Louisville, KY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-08
S66 Uniform Combined State Law Examination 2001-07-23
  • S65 Uniform Investment Adviser Law Examination
    2018-02-08
  • S66 Uniform Combined State Law Examination
    2001-07-23

View on SEC IAPD

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Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

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