James Louis Faubert

Winter Haven, FL

Claim This Profile

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-06
FL	RA	APPROVED	2007-03-15

TX RA
APPROVED_RES

Since 2026-04-06
FL RA
APPROVED

Since 2007-03-15

Branch Locations

331 W Central Ave Suite 200, Winter Haven, FL 33880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	02/2001	Present

02/2001 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-05
S63	Uniform Securities Agent State Law Examination	2001-06-04

S66 Uniform Combined State Law Examination

2007-03-05
S63 Uniform Securities Agent State Law Examination

2001-06-04

Other Names

James Louis Faubert

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.

LPL FINANCIAL LLC

TUCKER ASSET MANAGEMENT LLC

WELLS FARGO CLEARING SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

PFS INVESTMENTS INC.

FOUNDATIONS INVESTMENT ADVISORS LLC

Other Investors

RACHEL PINNER LOBDELL

AMY B. GARBRECHT

DEBORAH MILLER SWENSON

ERIC EMBREY JOHNSON

MARK D WILLIAMS

GIOVANNA NEGLIA TESTONI

BRIAN GLENN HEMP

Other Offices

UBS FINANCIAL SERVICES INC. · WINTER HAVEN, FL

LPL FINANCIAL LLC · WINTER HAVEN, FL

TUCKER ASSET MANAGEMENT LLC · Winter Haven, FL

WELLS FARGO CLEARING SERVICES, LLC · WINTER HAVEN, FL

COMMONWEALTH FINANCIAL NETWORK · WINTER HAVEN, FL

PFS INVESTMENTS INC. · WINTER HAVEN, FL

FOUNDATIONS INVESTMENT ADVISORS LLC · Winter Haven, FL

LPL FINANCIAL LLC · WINTER HAVEN, FL

More in Winter Haven, FL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor