Best Investors Account Sign in

Joseph Mahoney

Morgan Stanley

Fort Lauderdale, FL

Madison, OH

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-25
TX RA APPROVED_RES 2025-09-25
OH RA APPROVED 2025-09-24
  • FL RA
    APPROVED
    Since 2025-09-25
  • TX RA
    APPROVED_RES
    Since 2025-09-25
  • OH RA
    APPROVED
    Since 2025-09-24

Branch Locations

350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States

Madison, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Miami FL 05/2000 09/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Aventura FL 03/2004 09/2025
Morgan Stanley Smith Barney Llc Madison OH 09/2025 Present
Morgan Stanley Smith Barney Llc Fort Lauderdale FL 09/2025 Present
Morgan Stanley Private Bank, N.A New York NY 10/2025 Present
  • 05/2000 → 09/2025
    Bank Of America, N.A.
    Miami, FL
  • 03/2004 → 09/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Aventura, FL
  • 09/2025 → Present
    Morgan Stanley Smith Barney Llc
    Madison, OH
  • 09/2025 → Present
    Morgan Stanley Smith Barney Llc
    Fort Lauderdale, FL
  • 10/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2004-04-08 → 2025-09-23
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Aventura, FL
    Fort Lauderdale, FL
    Miami, FL
    Aventura, FL
    Fort Lauderdale, FL
    Charlotte, NC
    Savannah, GA
    Madison, OH
  • 2001-05-03 → 2004-04-06
    Banc Of America Investment Services, Inc.
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-22
S63 Uniform Securities Agent State Law Examination 2001-06-25
  • S66 Uniform Combined State Law Examination
    2002-12-22
  • S63 Uniform Securities Agent State Law Examination
    2001-06-25
Other Names
  • Joseph Edward Mahoney
  • Joseph E Mahoney

View on SEC IAPD

Other Firms

SOUTHOCEAN CAPITAL PARTNERS, LLC
A1A INVESTMENT PARTNERS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.
SPIRE WEALTH MANAGEMENT, LLC
MML INVESTORS SERVICES, LLC
LPL FINANCIAL LLC
GQG PARTNERS

Other Investors

ALAN HOWARD BLUESTEIN
Melinda A Gambino
MATTHEW WILLIAM DAMIANO
PAMELA JOY MORELAND
PENELOPE BLAIR
Denise Santoni
SEAN ANTHONY FLETCHER
MATTHEW ALAN SAVARICK

Other Offices

SOUTHOCEAN CAPITAL PARTNERS, LLC · FT. LAUDERDALE, FL
A1A INVESTMENT PARTNERS, LLC · FORT LAUDERDALE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT LAUDERDALE, FL
UBS FINANCIAL SERVICES INC. · FT. LAUDERDALE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT LAUDERDALE, FL
UBS FINANCIAL SERVICES INC. · Fort Lauderdale, FL
SPIRE WEALTH MANAGEMENT, LLC · Fort Lauderdale, FL
UBS FINANCIAL SERVICES INC. · Fort Lauderdale, FL

More in Fort Lauderdale, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor