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Warren S Braswell

First Advisors National, LLC

Rocky Mount, NC

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Current Employers
First Advisors National, Llc

1372 Peachtree Street Ne, Atlanta, GA 30309 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-01-25
  • NC RA
    APPROVED
    Since 2013-01-25

Branch Locations

880 Country Club Rd, Rocky Mount, NC 27804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2001 Present
Braswell Associates Nashville NC 03/2009 Present
  • 02/2001 → Present
    Edward Jones
    St Louis, MO
  • 03/2009 → Present
    Braswell Associates
    Nashville, NC
Previous Registrations
  • 2011-08-16 → 2012-12-31
    Institute For Wealth Advisors, Inc.
    Nashville, NC
  • 2009-04-03 → 2011-12-31
    Braswell Wealth Management Llc
    Nashville, NC
  • 2008-10-23 → 2009-03-25
    Edward Jones
    Rocky Mount, NC
    Battleboro, NC
Other Businesses

Statewide Insurers Group, Not investment related, Rocky Mount, NC, Life Insurane and Annuities, President, 06/2016, 20 hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-16
S63 Uniform Securities Agent State Law Examination 2001-05-03
  • S66 Uniform Combined State Law Examination
    2008-10-16
  • S63 Uniform Securities Agent State Law Examination
    2001-05-03

View on SEC IAPD

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Other Offices

EDWARD JONES · Rocky Mount, NC
PROSPERITY CAPITAL ADVISORS · Rocky Mount, NC
EDWARD JONES · ROCKY MOUNT, NC
EDWARD JONES · ROCKY MOUNT, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Rocky Mount, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Rocky Mount, NC
EMERALD ASSET MANAGEMENT, INC. · ROCKY MOUNT, NC
WHITENER CAPITAL MANAGEMENT, INC · ROCKY MOUNT, NC

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