Anthony Joseph Sendra

Guggenheim Investments

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Current Employers

Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2014-03-06

IL RA
APPROVED

Since 2014-03-06

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

227 West Monroe Street 7Th Fl, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Claymore Securities, Inc.	Lisle	IL	12/2002	Present

12/2002 → Present

Claymore Securities, Inc.

Lisle, IL

Previous Registrations

2004-03-19 → 2008-11-04

Guggenheim Investments

Lisle, IL

Chicago, IL
2002-03-01 → 2002-11-05

Morgan Stanley Dw Inc.

Oak Brook,, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-04-24

S66 Uniform Combined State Law Examination

2001-04-24

Other Names

Anthony Joseph Sendra

View on SEC IAPD

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LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY

STEPHANIE LYNN FAGENSON

Logan Stephen Michals

JONATHAN HARRY SIEGEL

HAL WILLIAM BROWN

RICCARDO MARIA RAINIERI

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

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