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Stephen Paul Sarpi

Managed Account Advisors LLC

Jersey City, NJ

Jersey City, NJ

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Current Employers
Managed Account Advisors Llc

525 Washington Blvd., Jersey City, NJ 07310 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-01-08
  • NJ RA
    APPROVED
    Since 2013-01-08

Branch Locations

525 Washington Blvd., Jersey City, NJ 07310 • United States

525 Washington Blvd, Jersey City, NJ 07310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc Jersey City NJ 08/2010 Present
  • 08/2010 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc
    Jersey City, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-07
  • S65 Uniform Investment Adviser Law Examination
    2013-01-07

View on SEC IAPD

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