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Joseph A Long

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-01
OH RA APPROVED 2022-09-15
  • TX RA
    APPROVED_RES
    Since 2022-11-01
  • OH RA
    APPROVED
    Since 2022-09-15

Branch Locations

8890 Lyra Dr, Columbus, OH 43240 • United States

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc New York NY 09/2016 05/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 06/2022 Present
Unemployed New York NY 05/2021 06/2022
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-27
  • S66 Uniform Combined State Law Examination
    2001-04-27
Other Names
  • Joseph Anthony Long

View on SEC IAPD

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Other Offices

EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH

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