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Thomas Wardell Moonshower

Rbc Capital Markets, LLC

Nashville, TN

Brentwood, TN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-30
TN RA APPROVED 2024-05-10
  • TX RA
    APPROVED_RES
    Since 2026-07-30
  • TN RA
    APPROVED
    Since 2024-05-10

Branch Locations

818 18Th Ave South Suite 100, Nashville, TN 37203 • United States

Brentwood, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 04/2011 05/2024
Suntrust Advisory Services Atlanta GA 09/2016 05/2024
Rbc Capital Markets, Llc Nashville TN 05/2024 Present
  • 04/2011 → 05/2024
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 09/2016 → 05/2024
    Suntrust Advisory Services
    Atlanta, GA
  • 05/2024 → Present
    Rbc Capital Markets, Llc
    Nashville, TN
Previous Registrations
  • 2016-09-14 → 2024-05-10
    Truist Advisory Services, Inc.
    Nashville, TN
  • 2004-08-13 → 2016-12-31
    Truist Investment Services, Inc.
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Brentwood, TN
    Nashville, TN
    Indian Land, SC
    Brentwood, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-10
S63 Uniform Securities Agent State Law Examination 2001-04-24
  • S66 Uniform Combined State Law Examination
    2004-08-10
  • S63 Uniform Securities Agent State Law Examination
    2001-04-24

View on SEC IAPD

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Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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