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Current Employers
Carolina Wealth Advisors

1110 London Street Suite 204, Myrtle Beach, SC 29577 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-24
SC RA APPROVED 2017-09-22
  • TX RA
    APPROVED
    Since 2022-10-24
  • SC RA
    APPROVED
    Since 2017-09-22

Branch Locations

1110 London Street Suite 204, Myrtle Beach, SC 29577 • United States

The Strategic Financial Alliance, Inc.

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2004-03-25
  • SC RA
    APPROVED
    Since 2004-03-25

Branch Locations

1110 London Street Suite 204, Myrtle Beach, SC 29577 • United States

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carolina Wealth Advisors, Llc Myrtle Beach SC 06/2017 Present
The Strategic Financial Alliance, Inc. Atlanta GA 03/2004 Present
Other Businesses

1. CAROLINA WEALTH ADVISORS, LLC - INVESTMENT RELATED, 1110 LONDON STREET STE 204 MYRTLE BEACH SC 29577, REGISTERED INVESTMENT ADVISER AND DBA FOR FINANCIAL SERVICES OFFERED THROUGH SFA AND FIXED INSURANCE, PARTNER, DBA STARTED: 04/15/04 RIA STARTED: 06/2017, 160 HOURS/MONTH, DURING TRADING, ASSIST IN MANAGEMENT OF DAY TO DAY OPERATIONS - PROVIDE FINANCIAL SERVICES TO CLIENTS. 2.ST JOHN HOLDINGS LLC - NOT INVESTMENT RELATED, 1110 LONDON STREET STE 204 MYRTLE BEACH SC 29577, REAL ESTATE HOLDING LLC FOR RENTAL PROPERTY, OWNER/SOLE PROPRIETOR, 1/1/13, < 1 HOUR/MONTH, 0 DURING TRADING, DUTIES: COLLECT RENT 3. 2 COASTAL GRADS, NOT INVESTMENT RELATED, 1110 LONDON STREET SUITE 204 MYRTLE BEACH SC 29577, HOLDS REAL ESTATE WITH NO OTHER ACTIVITIES, PARTNER, 2014, 1 HR/MONTH, LESS THAN 1 HOUR DURING TRADING, DUTIES: PAY ANNUAL PROPERTY TAXES AND SERVICE LOANS ON REAL ESTATE HOLDINGS. 4. BOARD OF VISITORS WALL COLLEGE OF BUSINESS, NOT INVESTMENT RELATED, COASTAL CAROLINA UNIVERSITY, STRATEGIC PLANNING FOR BUSINESS SCHOOL, BOARD MEMBER, OCTOBER 2015, 2-5 HOURS/MONTH, 1 DURING TRADING, ASSISTANCE 5. COASTAL ATHLETIC FOUNDATION, NOT INVESTMENT RELATED, COASTAL CAROLINA UNIVERSITY, STRATEGIC PLANNING FOR SCHOOL ATHLETICS, BOARD MEMBER, 06/2016, 1-2 HOURS/MONTH, 1 DURING TRADING, BOARD MEMBER. 6. BALANCED BRA COMPANY - NOT INVESTMENT RELATED - 1110 LONDON STREET SUITE 204 MYRTLE BEACH SC 29577 - BRA COMPANY SEEKING TO FILL THE MARKET GAP OF WOMEN WITH ASYMMETRICAL BREASTS. - PARTNER - 11/2017 - 2 HOURS, LESS THAN ONE DURING TRADING - PARTNERED WITH WIFE, HELPING MANAGE THE COMPANY AND PROVIDE FINANCIAL GUIDANCE ON STRUCTURE OF COMPANY. 7. RPWCM, INC. - NOT INVESTMENT RELATED - 1110 LONDON STREET SUITE 204 MYRTLE BEACH SC 29577 - THE BUSINESS IS A PASS-THROUGH ENTITY. COMMISSIONS EARNED INDIVIDUALLY FROM ADVISORY SERVICES OR BROKERAGE SALES ARE NOMINEED TO CAROLINA WEALTH ADVISORS - OWNER - 10/2018 - 20 HOURS/MONTH, 1 DURING TRADING - MEMBER ASSISTING IN MANAGEMENT OF DAY TO DAY OPERATIONS. 8. STRATEGIC FINANCIAL ALLIANCE INSURANCE SERVICES, INC., INVESTMENT RELATED, 2200 CENTURY PARKWAY, SUITE 500, ATLANTA, GA 30345, INSURANCE, INSURANCE AGENT, SINCE 03/2004, DEVOTE 5-10 HOURS PER MONTH, 5-10 HOURS DURING DURING SECURITIES TRADING HOURS, INSURANCE RECOMMENDATIONS 9. GVL Milkshake, LLC, Partner, Non-Investment Related, 942 S Main St., Greenville, SC 29601, United States, Silent partner that monitors the companies finances. 10. Name: Draper Operations, LLC Position: Partner Nature: Restaurant Investment Related: No Hours: 2 Securities Trading Hours: 1 Start Date: 09/13/2023 Address: 101 Walnut St, Greenville SC 29607, United States Description: Silent partner who monitors the finances of the company 11. Name: RSRM, LLC Position: Partner Nature: Restaurant Investment Related: No Hours: 2 Securities Trading Hours: 1 Start Date: 04/30/2024 Address: 101 Walnut Street, Greenville SC 29607, United States Description: Silent partner who monitors the finances of the company. 12. Name: CSRL, LLC Position: Partner Nature: The business holds real estate with no other activities. Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 06/24/2024 Address: 1110 London St, Ste 204, Myrtle Beach SC 29577, United States Description: Pay annual property taxes, and service loan on real estate.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-15
S63 Uniform Securities Agent State Law Examination 2001-05-25
  • S65 Uniform Investment Adviser Law Examination
    2001-10-15
  • S63 Uniform Securities Agent State Law Examination
    2001-05-25
Designations

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