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Ravilochan Pola

Wells Fargo Clearing Services, LLC

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-30
TX RA APPROVED 2025-04-30
  • NY RA
    APPROVED
    Since 2025-04-30
  • TX RA
    APPROVED
    Since 2025-04-30

Branch Locations

1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Enclave Capital Llc New York NY 01/2015 12/2016
Ambit America Llc New York NY 01/2015 12/2017
Icici Securities, Inc New York NY 01/2018 10/2019
Oppenheimer & Co, Inc New York NY 11/2019 10/2021
Jpmorgan Chase Bank Na New York NY 10/2021 04/2025
Jpmorgan Securities Llc New York NY 10/2021 04/2025
Wells Fargo Clearing Services, Llc New York NY 04/2025 Present
  • 01/2015 → 12/2016
    Enclave Capital Llc
    New York, NY
  • 01/2015 → 12/2017
    Ambit America Llc
    New York, NY
  • 01/2018 → 10/2019
    Icici Securities, Inc
    New York, NY
  • 11/2019 → 10/2021
    Oppenheimer & Co, Inc
    New York, NY
  • 10/2021 → 04/2025
    Jpmorgan Chase Bank Na
    New York, NY
  • 10/2021 → 04/2025
    Jpmorgan Securities Llc
    New York, NY
  • 04/2025 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-23
S63 Uniform Securities Agent State Law Examination 2001-07-12
  • S66 Uniform Combined State Law Examination
    2020-01-23
  • S63 Uniform Securities Agent State Law Examination
    2001-07-12

View on SEC IAPD

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