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Michael Louis Stewart

Wedbush Securities Inc.

Pasadena, CA

Bermuda Dunes, CA

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-02-28
CO RA APPROVED 2017-11-13
DC RA APPROVED 2016-02-18
OR RA APPROVED 2016-02-05
CA RA APPROVED 2006-04-10
  • FL RA
    APPROVED
    Since 2018-02-28
  • CO RA
    APPROVED
    Since 2017-11-13
  • DC RA
    APPROVED
    Since 2016-02-18
  • OR RA
    APPROVED
    Since 2016-02-05
  • CA RA
    APPROVED
    Since 2006-04-10

Branch Locations

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Bermuda Dunes, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Securities Los Angeles CA 04/2006 Present
  • 04/2006 → Present
    Wedbush Securities
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-07
S65 Uniform Investment Adviser Law Examination 1999-10-07
  • S63 Uniform Securities Agent State Law Examination
    1999-10-07
  • S65 Uniform Investment Adviser Law Examination
    1999-10-07

View on SEC IAPD

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