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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-31 |
| CA | RA | APPROVED | 2011-09-27 |
| UT | RA | APPROVED | 2011-08-29 |
Branch Locations
858 E. 9400 South, Sandy, UT 84094 • United States
9446 S Highland Dr, Sandy, UT 84092 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Sandy | UT | 08/2011 | Present |
| Mountain America Credit Union | Sandy | UT | 08/2011 | Present |
1. 11/7/2019 - Mountain America Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/05/2019 - 160 Hours Per Month During Securities Trading. 2. 1/29/2020 - Mountain America Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/30/2019 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-22 |
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