Inactive

Rosario Joseph Ruffino

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Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-10
NJ	RA	APPROVED	2020-10-05

NY RA
APPROVED

Since 2021-06-10
NJ RA
APPROVED

Since 2020-10-05

Branch Locations

1500 Broadway, 28Th Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mariner Wealth Advisors-Nyc, Llc	New York	NY	01/2004	03/2018
Mariner Wealth Advisors	New York	NY	03/2018	Present

01/2004 → 03/2018

Mariner Wealth Advisors-Nyc, Llc

New York, NY
03/2018 → Present

Mariner Wealth Advisors

New York, NY

Previous Registrations

2014-01-28 → 2018-03-31

Mariner Wealth Advisors

Overland Park, KS

New York, NY
2003-02-03 → 2005-10-24

Citizens Private Wealth

Tarrytown, NY

Designations

Other Names

Rosario J Ruffino

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

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