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Inactive

Russell Ralph Mohberg

Regatta Capital Group, LLC

El Segundo, CA

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Current Employers
Regatta Capital Group, Llc

880 Apollo St. Suite 129, El Segundo, CA 90245 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-19
CA RA APPROVED 2008-01-25
  • TX RA
    APPROVED
    Since 2019-11-19
  • CA RA
    APPROVED
    Since 2008-01-25

Branch Locations

880 Apollo St. Suite 129, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regatta Capital El Segundo CA 11/2007 Present
  • 11/2007 → Present
    Regatta Capital
    El Segundo, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-30
S63 Uniform Securities Agent State Law Examination 2001-04-19
  • S65 Uniform Investment Adviser Law Examination
    2006-05-30
  • S63 Uniform Securities Agent State Law Examination
    2001-04-19
Designations
Other Names
  • Russell R. Mohberg

View on SEC IAPD

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