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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-07
CA RA APPROVED 2013-07-01
  • TX RA
    APPROVED_RES
    Since 2020-10-07
  • CA RA
    APPROVED
    Since 2013-07-01

Branch Locations

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

514 Washington Blvd, Marina Del Rey, CA 90292 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Beverly Hills CA 06/2013 11/2016
Wells Fargo Clearing Services, Llc Beverly Hills CA 11/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV. RELATED; MARINA DEL REY, CA; CO-OWNER; START DATE 11/1/2016; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: NONE. RENTAL PROPERTY; INV. RELATED; REDONDO BEACH, CA; 100% OWNERSHIP WITH SPOSUE; START DATE 7/2022; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: MAINTENANCE. RENTAL PROPERTY - 2723; INV RELATED;REDONDO BEACH,CA; RENTAL PROPERTY;50% OWNERSHIP; START DATE: 06/01/2026; 3 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-30
S63 Uniform Securities Agent State Law Examination 2001-09-13
  • S66 Uniform Combined State Law Examination
    2009-09-30
  • S63 Uniform Securities Agent State Law Examination
    2001-09-13
Other Names
  • Vic Sabhlok

View on SEC IAPD

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