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Todd Shire Newberg

Edward Jones

Lafayette, LA

CRD 4352819

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-26
LA RA APPROVED 2006-11-22
  • TX RA
    APPROVED_RES
    Since 2014-08-26
  • LA RA
    APPROVED
    Since 2006-11-22

Branch Locations

113 Saint Louis Street, Lafayette, LA 70506-4538 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2002 Present
Other Businesses

Newberg Holdings LLC Type of business: Rentals Lafayette, LA Start date: 1/1/2015 Chairman Hours per week: 0 Hours during trading: 0 Desc: No rentals held in LLC, possibly will in the future.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-14
  • S66 Uniform Combined State Law Examination
    2015-08-14
Designations
  • Certified Financial Planner
Other Names
  • Todd S Newberg

View on SEC IAPD

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