Joseph Horace Tichenor

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-07-29
KY	RA	APPROVED	2023-04-25

AZ RA
APPROVED

Since 2024-07-29
KY RA
APPROVED

Since 2023-04-25

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Argi Investment Services, Llc	Louisville	KY	01/2010	04/2023
Cerity Partners	Louisville	KY	04/2023	Present

01/2010 → 04/2023

Argi Investment Services, Llc

Louisville, KY
04/2023 → Present

Cerity Partners

Louisville, KY

Previous Registrations

2010-01-27 → 2023-04-21

Cerity Partners Ocio Llc

New York, NY
2004-04-15 → 2013-05-31

National Planning Corporation

Louisville, KY

Louisville, KY

Other Businesses

Courtside LLC, Non Inv. Related, Partner in group to bring NBA team to Louisville, 1-5 hours/month Brewavul LLC (River City Drafthouse), non Inv. related, Silent partner, 1-5 hours/month ARGI Building Group, Non Inv. Related, real estate leasing, 1-5 hours per month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-29

S66 Uniform Combined State Law Examination

2001-05-29

Designations

Certified Financial Planner

Other Names

Joe Tichenor

View on SEC IAPD