Mark Edward Capomaccio

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 02/2020
  Merrill Lynch, Pierce, Fenner And Smith
  Green Bay, WI
• 01/2012 → 02/2020
  Bank Of America, N.A.
  Green Bay, WI
• 02/2020 → Present
  Rbc Capital Markets, Llc.
  Milwaukee, WI
• 03/2000 → Present
  City National Bank
  Depere, WI

Previous Registrations

• 2011-11-18 → 2020-02-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Green Bay, WI
• 2009-12-22 → 2011-11-22
  Morgan Stanley
  Green Bay, WI
  Greenbay, WI

Other Businesses

(1) I*106622 For profit or not for profit: For-Profit Organization Name of outside business organization: LLC Investment related: N Address of business: Green Bay, Wisconsin 54304 Nature of business: LLC, Position, title, association: Other, member Start date of relationship: 6/1/2017 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: no Compensation Vehicle Ownership and expenses run through this account only (2) Name of Entity: 2465 Marina Circle LLC Address - 4384 Scray Hill Road De Pere, WI 54115 Business Description - Commercial Real Estate Building Business is not investment related Projected Start Date: 03/11/20 Capacity: Partner Duties Performed: Passive investor Hours Devoted to this OBA Per Month: 0 Hours Devoted to this OBA during business hours: 0 (3) Name: Visionary Wealth Management Team LLC Address: 1375 W Main St De Pere, WI 54115 Business Description: Account utilized for team expenses Business is not investment related Projected Start Date: 03/13/20 Capacity: Partner Duties Performed: None Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 4) NAME OF ENTITY: Wings 5 LLC ADDRESS: 4384 Scray Hill Road De Pere, WI 54115 NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: This account pays bills to cover expenses of an aircraft. It does not make any money. CAPACITY: Owner - Passive START DATE: 01/14/21 DUTIES: NONE HOURS DEVOTED PER MONTH: NONE HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE 5) NAME OF ENTITY: Sky Flight Group LLC ADDRESS: 1921 Airport Dr. Austin Straubel Field Green Bay, Wi 54313 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: We own an aircraft for partner use that a management companies also charters CAPACITY: Owner - Passive START DATE: 10.21.22 DUTIES: none HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2009-12-21