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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-26
WI RA APPROVED 2020-02-26
  • TX RA
    APPROVED_RES
    Since 2020-02-26
  • WI RA
    APPROVED
    Since 2020-02-26

Branch Locations

2465 Marina Circle Suite 500, Green Bay, WI 54304 • United States

De Pere, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Green Bay WI 11/2011 02/2020
Bank Of America, N.A. Green Bay WI 01/2012 02/2020
Rbc Capital Markets, Llc. Milwaukee WI 02/2020 Present
City National Bank Depere WI 03/2000 Present
  • 11/2011 → 02/2020
    Merrill Lynch, Pierce, Fenner And Smith
    Green Bay, WI
  • 01/2012 → 02/2020
    Bank Of America, N.A.
    Green Bay, WI
  • 02/2020 → Present
    Milwaukee, WI
  • 03/2000 → Present
    City National Bank
    Depere, WI
Previous Registrations
Other Businesses

(1) I*106622 For profit or not for profit: For-Profit Organization Name of outside business organization: LLC Investment related: N Address of business: Green Bay, Wisconsin 54304 Nature of business: LLC, Position, title, association: Other, member Start date of relationship: 6/1/2017 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: no Compensation Vehicle Ownership and expenses run through this account only (2) Name of Entity: 2465 Marina Circle LLC Address - 4384 Scray Hill Road De Pere, WI 54115 Business Description - Commercial Real Estate Building Business is not investment related Projected Start Date: 03/11/20 Capacity: Partner Duties Performed: Passive investor Hours Devoted to this OBA Per Month: 0 Hours Devoted to this OBA during business hours: 0 (3) Name: Visionary Wealth Management Team LLC Address: 1375 W Main St De Pere, WI 54115 Business Description: Account utilized for team expenses Business is not investment related Projected Start Date: 03/13/20 Capacity: Partner Duties Performed: None Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 4) NAME OF ENTITY: Wings 5 LLC ADDRESS: 4384 Scray Hill Road De Pere, WI 54115 NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: This account pays bills to cover expenses of an aircraft. It does not make any money. CAPACITY: Owner - Passive START DATE: 01/14/21 DUTIES: NONE HOURS DEVOTED PER MONTH: NONE HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE 5) NAME OF ENTITY: Sky Flight Group LLC ADDRESS: 1921 Airport Dr. Austin Straubel Field Green Bay, Wi 54313 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: We own an aircraft for partner use that a management companies also charters CAPACITY: Owner - Passive START DATE: 10.21.22 DUTIES: none HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-21
  • S66 Uniform Combined State Law Examination
    2009-12-21

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