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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-26 |
| WI | RA | APPROVED | 2020-02-26 |
Branch Locations
2465 Marina Circle Suite 500, Green Bay, WI 54304 • United States
De Pere, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith | Green Bay | WI | 11/2011 | 02/2020 |
| Bank Of America, N.A. | Green Bay | WI | 01/2012 | 02/2020 |
| Rbc Capital Markets, Llc. | Milwaukee | WI | 02/2020 | Present |
| City National Bank | Depere | WI | 03/2000 | Present |
(1) I*106622 For profit or not for profit: For-Profit Organization Name of outside business organization: LLC Investment related: N Address of business: Green Bay, Wisconsin 54304 Nature of business: LLC, Position, title, association: Other, member Start date of relationship: 6/1/2017 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: no Compensation Vehicle Ownership and expenses run through this account only (2) Name of Entity: 2465 Marina Circle LLC Address - 4384 Scray Hill Road De Pere, WI 54115 Business Description - Commercial Real Estate Building Business is not investment related Projected Start Date: 03/11/20 Capacity: Partner Duties Performed: Passive investor Hours Devoted to this OBA Per Month: 0 Hours Devoted to this OBA during business hours: 0 (3) Name: Visionary Wealth Management Team LLC Address: 1375 W Main St De Pere, WI 54115 Business Description: Account utilized for team expenses Business is not investment related Projected Start Date: 03/13/20 Capacity: Partner Duties Performed: None Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 4) NAME OF ENTITY: Wings 5 LLC ADDRESS: 4384 Scray Hill Road De Pere, WI 54115 NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: This account pays bills to cover expenses of an aircraft. It does not make any money. CAPACITY: Owner - Passive START DATE: 01/14/21 DUTIES: NONE HOURS DEVOTED PER MONTH: NONE HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE 5) NAME OF ENTITY: Sky Flight Group LLC ADDRESS: 1921 Airport Dr. Austin Straubel Field Green Bay, Wi 54313 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: We own an aircraft for partner use that a management companies also charters CAPACITY: Owner - Passive START DATE: 10.21.22 DUTIES: none HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-21 |
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