Aaron Phillip Hughes

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2026-08-07
FL	RA	APPROVED	2024-09-06
DC	RA	APPROVED	2024-09-03
IL	RA	APPROVED	2024-08-26
LA	RA	APPROVED	2024-08-21
AZ	RA	APPROVED	2024-08-13
IA	RA	APPROVED	2024-08-09
MI	RA	APPROVED	2024-08-09
AR	RA	APPROVED	2024-08-08
CA	RA	APPROVED	2024-08-08
CO	RA	APPROVED	2024-08-08
MO	RA	APPROVED	2024-08-08
NC	RA	APPROVED	2024-08-08
OK	RA	APPROVED	2024-08-08
OR	RA	APPROVED	2024-08-08
PA	RA	APPROVED	2024-08-08
VA	RA	APPROVED	2024-08-08
AL	RA	APPROVED	2024-08-07
KS	RA	APPROVED	2024-08-07
OH	RA	APPROVED	2024-08-07
TX	RA	APPROVED_RES	2024-08-07
WA	RA	APPROVED	2024-08-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Steadfast Capital Markets Group, Llc	Irvine	CA	07/2016	05/2017
Steadfast Companies	Irvine	CA	07/2016	05/2017
Massmutual Life Insurance Company	Overland Park	KS	12/2017	08/2021
Mml Investors Services, Llc	Overland Park	KS	04/2019	08/2021
Unemployed	Overland Park	KS	05/2017	12/2017
Tiaa	Overland Park	KS	08/2021	10/2023
Tiaa-Cref Individual & Institutional Services, Llc	Overland Park	KS	08/2021	10/2023
The O.N. Equity Sales Company	Cincinnati	OH	08/2024	Present
Augustar Financial	Cincinnati	OH	06/2024	Present
Unemployed	Overland Park	KS	12/2023	06/2024

07/2016 → 05/2017

Steadfast Capital Markets Group, Llc

Irvine, CA
07/2016 → 05/2017

Steadfast Companies

Irvine, CA
12/2017 → 08/2021

Massmutual Life Insurance Company

Overland Park, KS
04/2019 → 08/2021

Mml Investors Services, Llc

Overland Park, KS
05/2017 → 12/2017

Unemployed

Overland Park, KS
08/2021 → 10/2023

Tiaa

Overland Park, KS
08/2021 → 10/2023

Tiaa-Cref Individual & Institutional Services, Llc

Overland Park, KS
08/2024 → Present

The O.N. Equity Sales Company

Cincinnati, OH
06/2024 → Present

Augustar Financial

Cincinnati, OH
12/2023 → 06/2024

Unemployed

Overland Park, KS

2021-11-30 → 2023-10-30

Tiaa-Cref Individual & Institutional Services, Llc

Overland Park, KS
2015-12-16 → 2016-07-01

Msi Financial Services, Inc.

Overland Park, KS
2012-01-13 → 2015-09-15

Curian Capital, Llc

Denver, CO

Denver, CO

fixed life and annuity business, LTC and disability

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-11-30
S63	Uniform Securities Agent State Law Examination	2000-04-24

Other Firms