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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-06-11 |
| MO | RA | APPROVED | 2026-06-11 |
Branch Locations
3171 N.E. Carnegie Dr Suite B 1St Fl, Lee Summit, MO 64064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Independence | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Independence | MO | 11/2016 | 06/2026 |
| Wells Fargo Advisors Financial Network, Llc | Lee'S Summit | MO | 06/2026 | Present |
JACKSON COUNTY PENSION BOARD; NOT INV RELATED; INDEPENDENCE,MO; MONITOR INVESTMENT MANAGERS ; BOARD MEMBER; START DATE: 12/23/2025; 2 HRS PER MONTH; 2 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-05 |
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