Robert Wayne Vansandt

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1990 → Present
  Vansandt & Assoc,Pc Cpa`S
  Lee Summit, MO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO

Other Businesses

(1) NAME OF OTHER BUSINESS: VANSANDT AND ASSOCIATES PC, INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA PRACTICE-FIXED INSURANCE SALES, START DATE: 10/2010 ; POSITION/TITLE/RELATIONSHIP: CPA/ OWNER; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: CPA PRACTICE. PROVIDES ACCOUNTING AND TAX SERVICES; (2) NAME OF OTHER BUSINESS: DBA VANSANDT FINANCIAL SERVICES, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/01/1997; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR/OWNER; APX NUMBER OF HOURS PER WEEK: 15 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-02-24
• S66 Uniform Combined State Law Examination
  1998-11-12