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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-07-17 |
| MO | RA | APPROVED | 2025-01-01 |
Branch Locations
7400 W 130Th St Stes 200 & 400, Overland Park, KS 66213 • United States
Lees Summit, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Independence | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Independence | MO | 11/2016 | Present |
UNION KC SOCCER CLUB, NOT INV RELATED, OVERLAND PARK, KS, SOCCER COACH, START 8/1/24, 20 HRS PER MONTH, 0 HRS DURING TRADING, COACH; SUMMIT STATION PROPERTY OWNERS ASSOCIATION; NOT INVESTMENT RELATED; LEE SUMMIT,MO; PRESIDENT; START DATE 05/05/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS AND REVIEW POTENTIAL VIOLATIONS OF THE ASSOCIATIONS BI LAWS AND RESTRICTIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-20 |
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