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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-03-12 |
Branch Locations
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Montage Securities | Leawood | KS | 06/2012 | 10/2016 |
| Mariner Holdings, Llc | Overland Park | KS | 01/2016 | 12/2017 |
| Mariner Holdings, Llc | Overland Park | KS | 01/2018 | Present |
| Mariner Wealth Advisors, Llc | Overland Park | KS | 01/2018 | Present |
| Montage Investments, Llc | Leawood | KS | 12/2013 | 10/2016 |
MARINER HOLDINGS, 5700 W. 112TH ST., SUITE 500, OVERLAND PARK, KS 66211; NOT INVESTMENT RELATED; CHIEF INVESTMENT OFFICER; START DATE 10/2016; 40 HRS/WK DURING SECURITIES TRADING HOURS. MARINER FOUNDATION, 5700 W. 112TH ST., SUITE 500, OVERLAND PARK, KS 66211; NOT INVESTMENT RELATED; PRESIDENT OF THE FOUNDATION BOARD; START DATE 01/2014; 2 HR/MONTH AND 1 HR/DURING SECURITIES TRADING HOURS A MONTH. Sole Proprietorship; Not investment related, Overland Park, KS, Yoga Instructor, Start date: 07/03/2023, 4 hours per month, 0 hours during trading hours, Lead students through 60-90 minute yoga sequence. Bicknell Family Foundation; Not investment related, Overland Park, KS, Trustee, Start date: 12/31/2019, 1 hour per month, 1 hour during trading hours, Attend quarterly board meetings, assist in grant making decisions and serve on the investment committee.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-04-02 |
| S65 | Uniform Investment Adviser Law Examination | 2003-02-19 |
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