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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-08-06 |
| AZ | RA | APPROVED | 2026-02-11 |
| DC | RA | APPROVED | 2026-02-03 |
| AK | RA | APPROVED | 2026-02-02 |
| SC | RA | APPROVED | 2026-01-28 |
| OR | RA | APPROVED | 2026-01-27 |
| PA | RA | APPROVED | 2026-01-27 |
| AR | RA | APPROVED | 2026-01-26 |
| FL | RA | APPROVED | 2026-01-26 |
| MI | RA | APPROVED | 2026-01-23 |
| MS | RA | APPROVED | 2026-01-23 |
| CA | RA | APPROVED | 2026-01-22 |
| CO | RA | APPROVED | 2026-01-22 |
| GA | RA | APPROVED | 2026-01-22 |
| IL | RA | APPROVED | 2026-01-22 |
| LA | RA | APPROVED | 2026-01-22 |
| MT | RA | APPROVED | 2026-01-22 |
| NM | RA | APPROVED | 2026-01-22 |
| OK | RA | APPROVED | 2026-01-22 |
| TX | RA | APPROVED_RES | 2026-01-22 |
| UT | RA | APPROVED | 2026-01-22 |
| VA | RA | APPROVED | 2026-01-22 |
| WA | RA | APPROVED | 2026-01-22 |
| WI | RA | APPROVED | 2026-01-22 |
| AL | RA | APPROVED | 2026-01-21 |
| ID | RA | APPROVED | 2026-01-21 |
| IA | RA | APPROVED | 2026-01-21 |
| MD | RA | APPROVED | 2026-01-21 |
| NY | RA | APPROVED | 2026-01-21 |
| NC | RA | APPROVED | 2026-01-21 |
| OH | RA | APPROVED | 2026-01-21 |
| KS | RA | APPROVED | 2025-01-10 |
| MO | RA | APPROVED | 2022-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Montage Investments | Leawood | KS | 09/2014 | 11/2016 |
| Montage Securities | Leawood | KS | 09/2014 | 06/2017 |
| Tortoise Investment Partners, Llc | Leawood | KS | 11/2016 | 03/2020 |
| Tortoise Securities | Leawood | KS | 07/2017 | 03/2020 |
| The On Equity Sales Company | Cincinnati | OH | 03/2022 | Present |
| Unemployed | Leawood | KS | 03/2020 | 11/2020 |
| Propio Language Service | Overland Park | KS | 12/2020 | 05/2022 |
| O.N. Investment Management Company | Cincinnati | OH | 03/2022 | Present |
1). Insurance Sales; 2641 NE McBaine Drive; Lees Summit, MO 64064; not investment related; 02/16/2022-present; 40 hours per month ( 40 during securities trading hours); insurance sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-17 |
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